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331	SR-Phlx[removed]Page 14 of 15 Exhibit 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-14 14:19:17 Business Financial economics Money Finance Philadelphia Stock Exchange Short
332	Microsoft Word - ViewDocument Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:20:10 Financial system Options Clearing Corporation Exercise Floor broker Short Exchange-traded fund Broker-dealer Philadelphia Stock Exchange Dealer equity option Financial economics Financial markets Finance
333	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 21, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-26 13:14:24 73rd United States Congress Self-regulatory organizations Securities Exchange Act United States Philadelphia Stock Exchange U.S. Securities and Exchange Commission NASDAQ Financial regulation Economy of the United States United States securities law United States Securities and Exchange Commission
334	Exhibit 5 for SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:25:11 Economy of New York City NASDAQ Financial economics Philadelphia Stock Exchange Order OMX Economy of the United States Stock market Investment
335	Exhibit 5 New text is underlined; deleted text is in brackets. Chapter XV Options Pricing BX Options Participants may be subject to the Charges for Membership, Services and Equipment in the Rule 7000 Series as well as th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-13 13:54:00 Self-regulatory organizations Economy of the United States NYSE Arca Chicago Board Options Exchange Philadelphia Stock Exchange Exchange-traded fund Rebate Financial economics Financial markets Investment
336	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 24, 2010 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHL Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-26 15:58:47 Financial markets Self-regulatory organizations Economy of the United States NASDAQ Exchange-traded fund NYSE Arca International Securities Exchange Securities Exchange Act Philadelphia Stock Exchange Financial economics Investment Finance
337	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-10 16:07:15 Options Financial markets Stock market Exchange-traded fund Funds Order Philadelphia Stock Exchange Short Electronic trading platform Financial economics Investment Finance
338	SR-BATS[removed]Exhibit 5 Page 26 of 27 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-12 11:17:54 Economy of the United States Pennsylvania Options Price Reporting Authority Delaware Valley Self-regulatory organizations Philadelphia Stock Exchange Financial markets
339	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 15, 2007 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-19 15:59:45 Stock market 73rd United States Congress United States Securities and Exchange Commission Financial system Philadelphia Stock Exchange Securities Exchange Act Security Equity-Linked Note Financial economics United States securities law Investment
340	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:21:01 Economy of New York City NASDAQ Philadelphia Stock Exchange Invoice Securities Exchange Act United States OMX U.S. Securities and Exchange Commission Economy of the United States Business Self-regulatory organizations

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